he grew a beard
Bylaw Blog is the "Unofficial Blog of NCAA Compliance," which just goes to show that you can find anything on the internet. Its author is an anonymous employee in the compliance department of a Division I school who pegged Michigan's findings in a totally speculative post that some people got upset about but turned out to be accurate. He goes by Compliance Guy. I flagged him down and asked him a number of questions about where we are now and what's likely to happen in the future.
1. What is the process that Michigan has gone through to reach this point? I might be a little bit fuzzy on the details, but this is what I think has gone on so far:
- Notice of Inquiry
- Michigan internal investigation undertaken with assistance/cooperation from NCAA.
- Michigan files report with NCAA
- NCAA responds with Notice of Allegations.
Is this an accurate picture of how the process works?
Flop the notice of inquiry and Michigan's investigation starting and you have the basic order. Michigan would have started the investigation the moment the story broke. At a certain point, either because of what Michigan was telling the NCAA or what the NCAA was hearing from somewhere else, the enforcement staff got involved and issued the Notice of Inquiry.
2. Past this point there are a couple more steps. Michigan will respond. They may or may not issue self-imposed sanctions. And then they'll go in front of the committee. How often do accusations of major violations get degraded to secondary violations in practice? Is the NCAA-issued NOA going to closely resemble the final findings at the committee or is it likely to get walked back? If so, how much?
A major violation case, once it gets to this point, rarely is argued back down to a secondary infraction. To get to a Notice of Allegations, especially in this case, the enforcement staff and Committee on Infractions would have worked very closely to decide if there were major violations, ultimately the COI's decision.
Individual major violations are sometimes downgraded to secondary violations during the response and hearing. In the Kelvin Sampson case at IU, one of the original five major violations--that Sampson and assistant coach Jeff Meyer gave Derek Elston a backpack and t-shirt and recruited him during a camp--was found to be only a secondary violation. Of course, the COI can add too, like the failure to monitor charge that came after the committee hearing.
The final report is going to look very similar. The most likely charge to be downgraded is actually the excessive practice, since it was never grossly beyond the limits like originally alleged by the ex-players. But the lack of documentation at the time makes it difficult for Michigan to prove that the violations were "isolated or inadvertent" and did not result in a "significant competitive advantage."
3. The five accusations:
1) Michigan quality control staffers "monitored and conducted skill development activities," assisted with "warm up and flexibility," watched film with players, and occasionally attended coaching meetings.
2) Similar in nature in points a) and b). c) consists of disciplinary measures after missing class in summer. d) consists of varying but relatively small amounts of excessive mandatory activity.
3) A graduate assistant lied during the process.
4) Rich Rodriguez "failure to monitor."
5) Athletic department "failure to monitor."
Are my characterizations of all these charges correct? If so, how serious are each of them?
#2 is, very generally, excessive practice. Michigan allowed excessive practice in one of three ways:
1) Did not count stretching and warm-up, thus requiring too much CARA (countable athletically related activity);
2) Disciplined players for missing class over the summer, when no required physical activity is permitted for any reason; and
3) Allowing excessive voluntary activity during the summer.
The third type is likely the most bewildering to fans. The NCAA tightly regulates even voluntary activity during the summer in football. The large team peer pressure and culture of discipline in football can cause it to get out of hand, so the NCAA limits how long you can work out with strength coaches in the summer, even voluntarily and sets periods of time where strength coaches cannot work out with football student-athletes at all.
The most serious charge is the failure to monitor charge for the university. It does allow for a wider variety of penalties. The "failure to promote an atmosphere of compliance" charge for Rodriguez means his continued employment at Michigan might change things. The ethical conduct charge is serious, but only really affects Herron. The other two violations are normally secondary in isolated incidents, but went on long enough to be considered major. Of the two, exceeding the coaching limits by a significant amount (11 is the limit with a total of five extra) is more serious.
There's also a sixth violation floating around, as an element of other violations but should be considered almost like a separate violation: the failure to submit practice logs for over a year and a half. Why that happened is going to be one of the COI's burning questions and the lack of the logs makes raising a defense to the charges that much more difficult.
4. On your blog you've recently documented a gradual broadening of "major violations" from serious dolla-dolla-bill ya'll type charges to considerably less severe violations, using the recent Arizona basketball issues as an example. Would these charges have gotten the same amount of scrutiny five, ten, fifteen years ago?
15 years ago, we wouldn't have the 24-hour news cycle that caused the violations to come to light in the first place. In addition, neither the NCAA nor Michigan would have had the resources to devote to discovering just how serious the violations were. Even now, we only know that limits were exceeded "some weeks."
But with larger compliance offices, bigger NCAA staffs, and a Committee on Infractions getting sick of the idea that secondary infractions don't matter, there is increased scrutiny. 15 years ago Michigan might have just reported a vague secondary violation and negotiated how much to reduce the practice time by. Now, just the fact that neither Michigan nor the NCAA has been able to completely quantify how big the violation was is not helping Michigan.
5. During the press conference new Michigan athletic director Dave Brandon downplayed a number of the charges, particularly the hours exceeded. Those were declared a misunderstanding about how stretching and other prep time was classified. It sounded like he was preparing a defense. If the NCAA and Michigan worked together on this, how could they be unfamiliar with this point of view? What is the probability that arguments like "it was a misunderstanding" will have any effect?
Brandon is preparing a defense, but at this point reducing the penalty is the more likely goal rather than winning an acquittal. Secondary violations need to meet two requirements: isolated or inadvertent AND did not produce a significant competitive advantage. Convince the NCAA of both and you have a secondary violation. Convince them of one, and you still have a major violation, but a lesser one.
Trouble is that the NCAA looks at what coaches and administrators "should" have known rather than what they did know. If the NCAA changes a rule, issues an interpretation, or releases an Educational Column (non-binding, technical discussions of the rules), a compliance officer is virtually presumed to have read it. And if the coaches were never educated about the rule, not only does it not save them, but it also becomes an element of bigger institutional charges like failure to monitor and lack of institutional control.
6. Michigan's handling of the situation has been fairly controversial on the internet because Michigan fans, rightly or wrongly, feel that the university's relative openness was detrimental in the Ed Martin case. Michigan has apparently been as accommodating as possible with the NCAA. Is inviting NCAA investigators in asking for trouble or a way to mitigate any potential sanctions? If you were in Michigan's position, what would you have done?
That's a tricky question because as a public institution, Michigan can only be so secretive. A great deal of the investigation can be open to the public via open records laws and the Freedom of Information Act. Look at the fervor caused by one informational meeting with the trustees that Michigan attempted to keep quiet.
What is the measure against which Michigan's openness is being judged? I'm sure most fans are pointing at USC and how the Reggie Bush investigation took five years and it seems like USC is in front of the COI almost out of the blue. But USC is a private institution, and doesn't have to worry about bitter rivals, wronged alumni, and nosy reporters demanding every scrap of paper. Michigan probably hasn't made public anything that wouldn't be made public before.
Looking back to the Ed Martin scandal, Michigan's willingness to cooperate was likely a key consideration in getting the second year of postseason ban overturned on appeal. Cooperating with the NCAA is wrongly portrayed as "going above and beyond vs. defending yourself." It's an obligation of being a member of the NCAA.
Michigan fans like to talk about the integrity and class in the program. If that means anything, it means acknowledging your mistakes, taking your medicine, and working to improve. It doesn't mean being difficult just because it seems USC is.
I think Michigan's handling of the case has been a model of how to deal with a major infractions case so far. And the result will likely be fairer penalties and a case that is disposed of quickly rather than casting a shadow on the program for a number of years.
7. Would one GA lying to the NCAA seriously hurt the university as a whole, assuming that he is then fired?
It's highly unlikely. A single, isolated unethical conduct violation generally hits the person who committed it rather than the institution. The primary tool the COI uses for this is the show-cause penalty, which states that any institution who hires the person must appear before the committee and "show cause" why they should not be punished the same way the previous school was.
As a counterexample, Dave Bliss' unethical conduct, in instructing players and coaches to lie in the Baylor case, is much more serious on an institutional level. When high level administrators (ADs, presidents, etc.), head coaches, or people who should know better (compliance staff) commit unethical conduct, it speaks to institutional control.
8. Is there any possibility Michigan escapes a major infraction at this point? What do you think Michigan's penalties will be? If you think some of the accusations are walked back, what would they be in that case?
It's almost a certainty that come October or November, Michigan will be back on probation. The Committee on Infractions generally doesn't start flimsy cases. Look again at USC. Since the original Yahoo! Sports report about Reggie Bush, the COI could have sent a Notice of Allegations as a fishing expedition. But given the fact that they were dealing with a major football program, they couldn't afford to have the case blow up in their face. So they continued investigating, interview, asking for documentation, and working with USC to develop the case until they had a slam dunk.
I'm also confident the same five charges in the Notice of Allegations will be in the final report. Like I said earlier, the excessive practice is the most likely candidate to be reduced, but Michigan lacks the best tool for doing so: detailed logging of practice time during that period. Consistent and timely logs, though mistaken, would have been the best evidence that the violations were all an honest mistake.
I expect a lengthy list of penalties, but none of which are too severe. Despite Michigan's status as a repeat violator due to the Ed Martin case, the death penalty is clearly not in the cards. [Editor's note: I think this is meant to be reassuring.] Neither are more severe penalties like a postseason or TV ban. In fact, Michigan doesn't even need to vacate wins (unless it self-imposes) because these violations do not affect eligibility. I think you'll see a list like this:
- A reduction in countable coaches (one coach will have to be reassigned to a noncoaching position);
- A reduction in practice with a shorter spring season in 2011 and/or reduced hour limits;
- Possibly recruiting restrictions, including limiting the number of coaches off-campus at any one time;
- Possibly a reduction of around three scholarships for a year or two;
- 3-4 years probation (longer due to repeat violator status)
Combined I think they are a setback (which they're intended to be), but they aren't program crushing penalties that will take years to crawl out from like the Ed Martin penalties were.
[Ed: Many thanks to Compliance Guy. Again: Bylaw Blog is his internet home.]
The Dear Leader has been on WTKA a couple times in the past few days, first with John U Bacon and then with Andy Evans. News has descended. Quotes that follow are very close but may be slightly off from what was said (in a superficial way, of course.)
It will exist, and will be at Michigan Stadium on April 11th. MGoBoarders are planning some sort of tailgate that will inevitably descend into a melee when a 14-year-old shows up and says "h1 evr1 whut u thnk bt 4cier"; sounds like a good time.
Most magnificent sex mullet gets a free copy of Hail To The Victors 2009, yo.
Not a whole lot, obviously, because Rodriguez can't mention anyone until they sign or are enrolled. He did say "the most you can have in a year is 25," but not mention the possibility of going to 27 or 28, which Michigan has the room to do because of the seven early enrollers.
"Never had this many" early enrollers, cited a Florida class with 7 or 8 a few years ago but gave the general impression
A "little bit of progress," but has spent most of his time on recruiting. Done research, talked to some guys. Floated the national coaches convention as a key opportunity to talk with people.
Andy Evans brings up Nick Holt's 700k DC salary, to which Rodriguez says "I didn't know that, geez" and says "we're nowhere near that, obviously." Boilerplate about Michigan opportunity follows.
Rodriguez is looking for the "right fit; the personality has to fit what we want." Chemistry amongst staff wanted—clear implication that Shafer just didn't get on with the other guys. "Whoever has the title of coordinator on defense isn't going run the defense himself… that's the #1 thing I'm looking for, someone to coordinate everyone's input."
Yeah, that Tony Franklin comparison is still looking pretty good.
Has "absolutely not" ruled out an internal hire, but "our schemes aren't going to be radically different from what they were last year," which follows up on his comment the day before saying they would be a 4-3 team with some odd front stuff sprinkled in.
Rodriguez went into more depth on the topic with Bacon:
“You can’t just be a 3-4 guy or a 4-3 guy. At West Virginia we ran a 3-3-5 base, which was a little different. We’ll maintain here the 4-3, 3-4 principle,” he insisted. “We did a lot of 3-4 stuff in our second- and third-down packages this year, and we’ll continue to do more four-man and odd front.
“I know what I want to do philosophically, but I don’t want to change everything because of what we have on our team and what we’ve recruited so far. Our full-time defensive coaches, Jay Hopson, Tony Gibson and Bruce Tall … I’ve coached with Bruce and Tony for several years, Jay this past year but I’ve known him for several years … all have been college coordinators, so they’ve got a lot of experience in the 4-3 and 3-4 packages. They get along great, they are good people and they are going to be involved in which direction we want to go.”
Sound like you can cease your panic about the 3-3-5, if you were one of those guys.
Obvious parallel etc etc etc.
"We're close" to filling the open date, but no names.
There conversation then went to Meyer and Stoops and stuff, both of whom Rodriguez is friends with and so forth and so on. One interesting bit in here was Rodriguez saying he doesn't get any negative recruiting when going up against either guy but "a lot of other schools do it."
Any interest in the NFL?
"This may seem crazy to people in West Virginia, but I've always taken the approach that you should look at each job as your last." Never coached in the NFL, a college guy, likes the 18-22 range (don't we all ZING!) as you watch the kids mature, etc.